Corp. Code, § 25207 · Chapter 1. Exemptions
Corp. Code, § 25207
Text — As published in the Legislative Counsel's database, tables dated October 18, 2026 (pubinfo_2025.zip)
A financial institution that undertakes activities with respect to an investment company pursuant to the provisions of Section 1514, 6524, 14652.5, or 18022.5 of the Financial Code shall not be subject to Section 25210 or 25230 in connection with such activities but shall be subject to Sections 25218, 25234, 25235, and 25237 and to subdivisions (a), (b), and (d) of Section 25216, and such rules thereunder as the commissioner may specify by rule. Nothing in this section shall affect the status of such a financial institution as a broker-dealer or investment adviser, or the employees of such persons, when engaged in the activities authorized by the provisions of the Financial Code specified above.
Notes and commentary — not statutory text
History
Amended by Stats. 2015, Ch. 190, Sec. 15. (AB 1517) Effective January 1, 2016.
Source of truth
- Edition
- As published in the Legislative Counsel's database, tables dated October 18, 2026 (pubinfo_2025.zip)
- Official file
- https://leginfo.legislature.ca.gov/faces/codes_displaySection.xhtml?lawCode=CORP§ionNum=25207.
- Text hash
- sha256 5db8e686cab720cbf8a9c86de9136e80a13366cac7f92fdee375382d481b5c78
- Composed by
- compose_ca.py 2026-10-22: the Legislative Counsel's CAML content files read by a tokenizer (caml_readers.reader_a); an independent xml.etree reading (caml_readers.reader_b) agrees on every section
This section cites
Provisions in this library that the text above cites, as it prints each citation. A range cited as “ss. 61.13-61.16” links its first and last provisions.
Corporations Code
- Corp. Code, § 25210Printed as Section 25210 or 25230
- Corp. Code, § 25216Printed as Section 25216
- Corp. Code, § 25218Printed as Sections 25218, 25234, 25235, and 25237
- Corp. Code, § 25230Printed as Section 25210 or 25230
- Corp. Code, § 25234Printed as Sections 25218, 25234, 25235, and 25237
- Corp. Code, § 25235Printed as Sections 25218, 25234, 25235, and 25237
- Corp. Code, § 25237Printed as Sections 25218, 25234, 25235, and 25237
Financial Code
- Fin. Code, § 1514Printed as Section 1514, 6524, 14652.5, or 18022.5 of the Financial Code
- Fin. Code, § 6524Printed as Section 1514, 6524, 14652.5, or 18022.5 of the Financial Code
- Fin. Code, § 14652.5Printed as Section 1514, 6524, 14652.5, or 18022.5 of the Financial Code
- Fin. Code, § 18022.5Printed as Section 1514, 6524, 14652.5, or 18022.5 of the Financial Code
Procedural information only. Not legal advice and not a substitute for the advice of an attorney. Confirm the current text with the official publisher before relying on it.