§ 517.1217, Fla. Stat. · Chapter 517. SECURITIES TRANSACTIONS
Rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries.
Text — 2026 Florida Statutes
The commission by rule may establish rules of conduct and prohibited business practices for dealers and their associated persons and for intermediaries. In adopting the rules, the commission shall consider general industry standards as expressed in the rules and regulations of the various federal and self-regulatory agencies and regulatory associations, including, but not limited to, the Securities and Exchange Commission, the Financial Industry Regulatory Authority, and the North American Securities Administrators Association, Inc.
Notes and commentary — not statutory text
History
s. 5, ch. 2005-237; s. 7, ch. 2009-242; s. 8, ch. 2023-205.
Source of truth
- Edition
- 2026 Florida Statutes
- Official file
- https://www.leg.state.fl.us/Statutes/index.cfm?App_mode=Display_Statute&URL=0500-0599/0517/0517.html
- Text hash
- sha256 392c7ad35939e6f336abcfcc9b0c509058430d6ac0651c2371e975ec6d35e43f
- Composed by
- compose_v2.py 2026-10-04: the Legislature's structured HTML read in document order; verify_v2.py's independent reading agrees character for character
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Procedural information only. Not legal advice and not a substitute for the advice of an attorney. Confirm the current text with the official publisher before relying on it.