Tex. Gov't Code § 4002.159 · Subchapter D. POWERS AND DUTIES OF BOARD AND COMMISSIONER
RECORD OF CERTAIN FILINGS AND ORDERS.
Text — Current through the 89th 2nd Called Legislative Session, 2025
(a) The commissioner shall maintain a record of:
(1) the names and addresses of all registered dealers, registered agents, registered investment advisers, registered investment adviser representatives, and persons who have submitted a notice filing under this title; and
(2) all orders of the commissioner denying, suspending, or revoking a registration.
(b) A record maintained under Subsection (a) must be open for public inspection.
(c) This section does not apply to information made confidential by Section 4002.161, 4007.052, or 4007.056 or other law.
Notes and commentary — not statutory text
History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Source of truth
- Edition
- Current through the 89th 2nd Called Legislative Session, 2025
- Official file
- https://statutes.capitol.texas.gov/Docs/GV/htm/GV.4002.htm
- Text hash
- sha256 dbceca8aa6c1df4a3fc643caeed5ba610243ce5a8a916ab8f43d0e50c1f4ccd9
- Composed by
- compose_tx.py 2026-10-05: the Legislative Council's chapter files read in document order; verify_tx.py's independent reading (lxml DOM walk) agrees character for character
This section cites
Provisions in this library that the text above cites, as it prints each citation. A range cited as “ss. 61.13-61.16” links its first and last provisions.
Government Code
- Tex. Gov't Code § 4002.161CONFIDENTIALITY OF CERTAIN INFORMATION.Printed as Section 4002.161, 4007.052, or 4007.056
- Tex. Gov't Code § 4007.052INSPECTIONS.Printed as Section 4002.161, 4007.052, or 4007.056
- Tex. Gov't Code § 4007.056CONFIDENTIALITY OF INVESTIGATIVE INFORMATION.Printed as Section 4002.161, 4007.052, or 4007.056
Procedural information only. Not legal advice and not a substitute for the advice of an attorney. Confirm the current text with the official publisher before relying on it.