Tex. Gov't Code § 4003.102 · Subchapter C. REGISTRATION BY COORDINATION
REGISTRATION STATEMENT REQUIRED.
Text — Current through the 89th 2nd Called Legislative Session, 2025
To register securities by coordination, an issuer of the securities or a registered dealer must file with the commissioner a registration statement that contains:
(1) the following information:
(A) the amount of securities to be offered in this state;
(B) the states in which a registration statement or similar document in connection with the offering has been or is expected to be filed; and
(C) any adverse order, judgment, or decree previously entered in connection with the offering by a court or the Securities and Exchange Commission;
(2) one copy of the prospectus filed under the Securities Act of 1933 (15 U.S.C. Section 77a et seq.) together with all amendments to the prospectus;
(3) a copy of:
(A) the articles of incorporation and bylaws, or their substantial equivalents, currently in effect;
(B) any agreements with or among underwriters; and
(C) any indenture or other instrument governing the issuance of the securities to be registered;
(4) a specimen or copy of the security;
(5) any other information or copies of any other documents filed under the Securities Act of 1933 (15 U.S.C. Section 77a et seq.) the commissioner requests;
(6) an undertaking to promptly forward all amendments to the federal registration statement other than an amendment that delays the effective date only; and
(7) a consent to service of process conforming to the requirements of Section 4001.102 if:
(A) the registration statement is filed by the issuer or by a dealer that will offer the securities for sale as the issuer's agent; and
(B) the issuer is not a resident of this state or incorporated or formed under the laws of this state.
Notes and commentary — not statutory text
History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Source of truth
- Edition
- Current through the 89th 2nd Called Legislative Session, 2025
- Official file
- https://statutes.capitol.texas.gov/Docs/GV/htm/GV.4003.htm
- Text hash
- sha256 a1f3d2abcb49910256fd645cde3bc7839df75220e9e8b58fd0e6a746d500a519
- Composed by
- compose_tx.py 2026-10-05: the Legislative Council's chapter files read in document order; verify_tx.py's independent reading (lxml DOM walk) agrees character for character
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