Tex. Gov't Code § 4006.001 · Subchapter A. CERTAIN REGISTRATION AND NOTICE FILING FEES
CERTAIN REGISTRATION AND NOTICE FILING FEES.
Text — Current through the 89th 2nd Called Legislative Session, 2025
The board shall establish the following fees in amounts so that the aggregate amount that exceeds the amount of the fees on September 1, 2002, produces sufficient revenue to cover the costs of administering and enforcing this title:
(1) for filing an original, amended, or renewal application or registration statement to sell or dispose of securities, an amount not to exceed $100;
(2) for filing an original application of a dealer or investment adviser or submitting a notice filing for a federal covered investment adviser, an amount not to exceed $100;
(3) for filing a renewal application of a dealer or investment adviser or submitting a renewal notice filing for a federal covered investment adviser, an amount not to exceed $100;
(4) for filing an original application for each agent, officer, or investment adviser representative or submitting a notice filing for each representative of a federal covered investment adviser, an amount not to exceed $100; and
(5) for filing a renewal application for each agent, officer, or investment adviser representative or submitting a renewal notice filing for each representative of a federal covered investment adviser, an amount not to exceed $100.
Notes and commentary — not statutory text
History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Source of truth
- Edition
- Current through the 89th 2nd Called Legislative Session, 2025
- Official file
- https://statutes.capitol.texas.gov/Docs/GV/htm/GV.4006.htm
- Text hash
- sha256 0f01531d06a02b4022105dd687c9885c54937c0dbe9d81c23c72edb3bcc4e7a0
- Composed by
- compose_tx.py 2026-10-05: the Legislative Council's chapter files read in document order; verify_tx.py's independent reading (lxml DOM walk) agrees character for character
Cited by 3 provisions
Provisions in this library whose text cites Tex. Gov't Code § 4006.001. Each shows the citation as that text prints it.
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