Tex. Gov't Code § 4007.107 · Subchapter C. ADMINISTRATIVE ACTIONS
HEARINGS ON CERTAIN MATTERS.
Text — Current through the 89th 2nd Called Legislative Session, 2025
(a) A person or company may request a hearing to dispute the commissioner's:
(1) failure or refusal to:
(A) register and issue a certificate of registration for a dealer or investment adviser under Section 4004.054; or
(B) register and issue evidence of registration for an agent or investment adviser representative under Section 4004.104;
(2) issuance of an order under Section 4007.101, 4007.102, 4007.103, or 4007.104; or
(3) taking of an action in any other particular matter for which no other procedure is specified by this title.
(b) A hearing under Subsection (a) must be held before the commissioner or a hearings officer as required by law.
(c) On complaint by a person aggrieved by the denial of a permit qualifying securities for sale under Subchapter A, Chapter 4003, or by the failure or refusal to register securities under Subchapter B or C, Chapter 4003, the board or a hearings officer, as required by law, shall conduct a hearing.
(d) A hearing under this section is subject to Chapter 2001.
Notes and commentary — not statutory text
History
Added by Acts 2019, 86th Leg., R.S., Ch. 491 (H.B. 4171), Sec. 1.01, eff. January 1, 2022.
Source of truth
- Edition
- Current through the 89th 2nd Called Legislative Session, 2025
- Official file
- https://statutes.capitol.texas.gov/Docs/GV/htm/GV.4007.htm
- Text hash
- sha256 b914db5231a0d3931ad270f42ec9740fea2183efc746dd7ad04a3ead6bb9ded5
- Composed by
- compose_tx.py 2026-10-05: the Legislative Council's chapter files read in document order; verify_tx.py's independent reading (lxml DOM walk) agrees character for character
This section cites
Provisions in this library that the text above cites, as it prints each citation. A range cited as “ss. 61.13-61.16” links its first and last provisions.
Government Code
- Tex. Gov't Code ch. 4003SECURITIESPrinted as Chapter 4003
- Tex. Gov't Code ch. 4003, subch. APERMIT QUALIFYING SECURITIES FOR SALEPrinted as Subchapter A, Chapter 4003
- Tex. Gov't Code § 4004.054ISSUANCE OF REGISTRATION CERTIFICATE.Printed as Section 4004.054
- Tex. Gov't Code § 4004.104ISSUANCE OF EVIDENCE OF REGISTRATION.Printed as Section 4004.104
- Tex. Gov't Code § 4007.101CEASE AND DESIST ORDER: OFFER OR SALE OF SECURITIES.Printed as Section 4007.101, 4007.102, 4007.103, or 4007.104
- Tex. Gov't Code § 4007.102CEASE AND DESIST ORDER: INVESTMENT ADVISER OR INVESTMENT ADVISER REPRESENTATIVE.Printed as Section 4007.101, 4007.102, 4007.103, or 4007.104
- Tex. Gov't Code § 4007.103CEASE PUBLICATION ORDER.Printed as Section 4007.101, 4007.102, 4007.103, or 4007.104
- Tex. Gov't Code § 4007.104EMERGENCY CEASE AND DESIST ORDER.Printed as Section 4007.101, 4007.102, 4007.103, or 4007.104
Cited by 2 provisions
Provisions in this library whose text cites Tex. Gov't Code § 4007.107. Each shows the citation as that text prints it.
Procedural information only. Not legal advice and not a substitute for the advice of an attorney. Confirm the current text with the official publisher before relying on it.